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Latest Articles in Markets regulator

Investors Opening New Trading, Demat Account From Oct To Get Choice Of Providing Nomination: Sebi

The online nomination and declaration form may also be signed using e-sign facility and in that case witness will not be required.

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REITs, InvITs To Disclose Investors' Complaints On Websites, Stock Exchanges Filings

REITs (real estate investment trusts) and InvITs (infrastructure investment trusts) are relatively new investment instruments in the Indian context but extremely popular in global markets.

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Sebi Bars Global Infratech, Its Directors, 12 Individuals From Securities Mkt

The firm had made two preferential allotments in January 2012 and June 2012 and transferred some of its preferential allotment proceeds to three entities.

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Sebi, DRI Probing Adani Group Firms: Minister

Adani Group is a responsible corporate citizen and strongly believes in compliance of appliable laws and adheres to prudent corporate governance framework

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Sebi Introduces Expected Loss-Based Rating Scale For Credit Rating Agencies

Lowest expected loss, very low expected loss, low expected loss, moderate expected loss, high expected loss, very high expected loss and highest expected loss will be the seven levels on the new scale.

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Anmi Urges Sebi To Reduce Peak Margin To 50 % From Current 75 %

The Association of National Exchanges Members of India (Anmi) said it has been receiving representation from its members to take up with Sebi rationalisation of peak margin and to collect the margin associated with risk.

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Sebi Levies Nearly Rs 23 Lakh Fine On 16 Entities

The entities entered into off-market transactions without making the payment of considerations within the timeline as stipulated under the Securities Contracts Regulation Act (SCRA).

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AIFs Can Invest In Securities Of Investee Cos, Units Of Other Aifs: Sebi

AIFs will have to disclose the names of all the key management personnel of the AIF and manager in their PPMs. Any change in key management personnel needs to be intimated to the investors and the Sebi.

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Share Buyback Case: SAT Stays Sebi's Penalties On Cairn India, Others

The Securities and Exchange Board of India (Sebi) imposed a penalty of Rs 5.25 crore on Cairn India for making a misleading announcement regarding the buyback of shares in 2014.

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Sebi Cancels Unickon Securities' Certificate Of Registrations

The firm has been expelled or declared defaulter by the stock exchanges where it was a member, for non-compliance with their rules, regulations, bye-laws and other provisions of the securities laws

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Sebi Exempts Heineken International From Open Offer Obligation In UBL Case

The exemption is subject to certain conditions, including the proposed acquisitions should be under the relevant provisions of the Companies Act, 2013 and other applicable laws.

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Sebi Asks Majestic Auto To Keep Appointment Of 3 Ind Directors In Abeyance

As per an interim order, prima facie, Majestic Auto was not in compliance with the processes of appointment of independent directors (IDs).

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MFs Debt Schemes: Sebi Asks To Make Disclosure Based On Interest, Credit Risk

While the Risk-o-Meter reflects the current risk of the scheme at a given point in time, Sebi said a need was felt for disclosure of the maximum risk the fund manager can take in the scheme.

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Sebi Relaxes Compliance Requirements For VCs, AIFs Amid COVID-19

AIFs are privately-pooled investment funds which collect funds from investors, whether Indian or foreign, for investing in accordance with a defined investment policy for the benefit of their investors.

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GDR Manipulation: Sebi Levies Rs 1 Cr Fine On K Sera Sera's Director

The firm's director, Dinesh Bhanusali, has been fined for his role in executing the scheme of fraudulent issuance of GDR.

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