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Latest Articles in Markets regulator

Videocon Case: Sebi Slaps Rs 75 Lakh Fine On Venugopal Dhoot, Two Entities

"Noticees being insiders had executed off market transactions while in possession of Unpublished Price Sensitive Information (UPSI),"

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Sebi Invites Proposals For Development Research Group Study

Sebi has completed development research group (DRG) study series I and II and has now invited proposals for the third study in this series, from researchers of all nationalities.

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Sebi Levies Fine On Titan Company Employee For Disclosure Lapses

The regulator conducted an investigation in the scrip of Titan and observed several non-compliances of PIT Regulations during the period April 2018-March 2019 by employees and designated persons including one Chandan Gupta.

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Sebi Orders Defreezing Of Bank, Demat Accounts, MF Folios Of Rana Kapoor

The release order came after Supreme Court, on August 2, stayed the Securities Appellate Tribunal (SAT) order which had upheld a penalty of Rs 1 crore on Kapoor. The stay was subject to payment of Rs 50 lakh by Kapoor.

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Sebi Empanels 16 Entities To Conduct Forensic Audit

Securities and Exchange Board of India (Sebi), in May, invited applications from eligible CA (Chartered Accountant) firms 'for empanelment to take up assignments relating to forensic audit of financial statements of listed companies'.

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Sebi Revises Format For Promoters, Promoter Group Entities' Shareholding Disclosure

The shareholdings of promoters and promoter group entities, which are currently collectively disclosed under table II-Statement showing shareholding pattern of the promoter and promoter group, shall now be segregated into promoters and promoter group.

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Sebi Tweaks Framework For Calendar Spread Margin In Commodity Futures Contracts

The move is expected to increase liquidity in far month contracts, facilitate hedging by value chain participants and reduce cost of trading

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PNB Housing Finance To Step Up Recovery Efforts This Month Onwards: CEO Prasad

Markets regulator Sebi in June had asked the company to go for valuation of the issue price of Rs 390 a share for the deal from an independent registered valuer.

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Sebi Imposes Rs 10-Lakh Fine On Karvy Financial Services For Not Making Open Offer Timely

The order came after Sebi carried out an inspection to ascertain whether the depositories had conformed with the share reconciliation-related responsibility.

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Common Platform For MFs To Help Investors In Service-Related Transactions: Experts

Quantum Mutual Fund MD and CEO Jimmy Patel said that instead of submitting documents at multiple AMCs, investor can now submit the documents at one place. All infrastructure, entities, guidelines pertaining to data security needs to be followed.

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Sebi Levies Rs 40 Lakh Fine On B P Equities, Others

Being Sebi-registered intermediaries in the capacity of stock brokers, they had failed to exercise due skill and care while placing the orders in the scrip of Ruchi Soya

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Investors Opening New Trading, Demat Account From Oct To Get Choice Of Providing Nomination: Sebi

The online nomination and declaration form may also be signed using e-sign facility and in that case witness will not be required.

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REITs, InvITs To Disclose Investors' Complaints On Websites, Stock Exchanges Filings

REITs (real estate investment trusts) and InvITs (infrastructure investment trusts) are relatively new investment instruments in the Indian context but extremely popular in global markets.

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Sebi Bars Global Infratech, Its Directors, 12 Individuals From Securities Mkt

The firm had made two preferential allotments in January 2012 and June 2012 and transferred some of its preferential allotment proceeds to three entities.

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Sebi, DRI Probing Adani Group Firms: Minister

Adani Group is a responsible corporate citizen and strongly believes in compliance of appliable laws and adheres to prudent corporate governance framework

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