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Latest Articles in sebi regulations

Sebi Doubles Overseas Investment Limit Of AIF, VCF To USD 1,500 Mn

Sebi-registered alternative investment fund (AIF) or venture capital fund (VCF) are permitted to invest overseas, subject to an overall limit of USD 750 million.

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Sebi Bans Crayon Capital From Mkts For 4-Yr In Art Fund Case

The capital markets regulator found that Crayon was engaged in the fund mobilising activity from the public by floating or sponsoring the collective investment scheme (CIS) without obtaining a certificate of registration from it.

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Sebi Fines Biocon, Its Designated Person For Violating Mkt Norms

Market norms require that violation of code of conduct (CoC) be informed to the regulator 'promptly.' Biocon informed Sebi after 28 days of becoming aware of violation of company's code of conduct.

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Sebi Orders Aakruti Nirmiti, Others To Refund Investors Money

In case of failure to comply with the directions, Sebi, on the expiry of six months period may recover such amounts, from the company, and the directors liable to refund.

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India Pesticides, Krishna Institute Of Medical Sciences Get Sebi's Go-Ahead To Launch IPOs

India Pesticides' Rs 800-crore IPO comprises fresh issuance of shares amounting to Rs 100 crore and an offer of sale of Rs 700 crore by promoter and technocrat Anand Swarup Agarwal and other shareholders

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Kerala Housing Finance Case: Sebi To Auction Property On June 4

Sebi has invited bids by June 2, from the intending bidders along with an amount equivalent to 10 per cent of the reserve price as earnest money deposit (EMD) for the sale of the property.

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Portfolio Manager To Obtain Prior Approval Of Sebi In Case Of Change In Control

The new norms on qualification were aimed at helping recognise 'the postgraduate programme in the securities market of not less than one year offered by NISM' as eligible qualification for portfolio managers.

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Sebi Imposes Rs 1 Cr Fine On Aptech Ltd For Violating Insider Trading Norms

The watchdog observed that a non-disclosure agreement was entered into by Aptech with Montana on March 14, 2016. By entering into a non-disclosure agreement, the UPSI pertaining to 'Aptech forays into preschool segment' came into existence on March 14, 2016 itself,

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Sebi Comes Out With Framework On Compensation Of AMCs' Key Employees

The remaining 50 per cent could be by way of units of those schemes whose risk value as per the risk-o-meter is equivalent or higher than the scheme managed by the fund manager.

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Sebi Asks 20 Entities To Disgorge Over Rs 3.3 Cr

The trading entities and the conduit entities enabled the debarred entities to access the securities market in contravention of the Sebi directions passed in an interim order in June 2009 and confirmatory orders in January 2010.

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Work Towards Splitting Roles Of Chairperson, MD/CEO Before Apr 2022 Deadline: Sebi To Listed Cos

The objective of such a separation is to provide a better and more balanced governance structure by enabling more effective supervision of the management

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Separation Of CMD Roles Not Aimed At Weakening Promoters' Position: Ajay Tyagi

The Securities and Exchange Board of India (Sebi), in January 2020, deferred by two years to April 1, 2022 its directive for listed companies to split the roles of chairman and managing director (CMD) amid demand from corporates.

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Public Issues: Sebi Reduces Timelines For Refunding Investors' Money

The application money is not transferred but only blocked in the investor's account and is debited only upon allotment. It is unblocked if there is no or part allotment.

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Sebi slaps Rs 10 lakh fine on 9 individuals for fraudulent trading in Pyramid Saimira shares

Sebi observed that the information pertaining to acquisition of KLG by APPL was Unpublished Price Sensitive Information (UPSI) till February 28, 2008.

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Sebi Eases Listing Rules For Start-Ups, Makes Delisting Process Transparent

Sebi's board has approved measures for reporting of sustainability issues by companies and taken steps to strengthen corporate governance practices and disclosure requirements by listed firms.

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