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Latest Articles in sebi regulations

Sebi In Process Of Stipulating Disclosures Specific To ESG Scheme: Ajay Tyagi

The Sebi chief noted that Indian investors are showing increased interest in ESG compliant companies and investment products. Also, ESG funds are rapidly expanding in the Indian mutual fund industry.

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CMS Info Systems, Go Fashion, Tega Get Sebi's Go Ahead To Float IPOs

These firms, which filed their preliminary IPO papers with the markets regulator in August, have obtained the observations letter from the watchdog during October 26-29.

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Sebi Introduces Swing Pricing Mechanism For Debt Mutual Fund Schemes

The mechanism will be a hybrid framework with a partial swing during normal times and a mandatory full swing during market dislocation times for high-risk open-ended debt scheme.

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Sebi Bans Proficient Global, Proprietor From Markets For 2 Yrs In Unregistered Investment Advisory Services Case

Sebi noted that Proficient and Suryawanshi were engaged in the business of providing investment advice to the public, in lieu of monetary consideration and were thus, acting as an 'investment adviser'.

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Sebi Drops Adjudication Proceedings Against RIL In Alleged Incorrect Financial Disclosures Matter

The quarterly financial statements submitted by Reliance Industries Ltd to the NSE for six consecutive quarters beginning June 2007 to September 2008 contained the same figures for basic as well as diluted Earnings Per Share (EPS) despite existence of share warrants, according to Sebi.

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Reforms In Pipeline To Deepen Bond Market: Sebi Chief

Market makers are entities that quote both a buy and a sell price for corporate bonds in order to create liquidity in the secondary market for such bonds.

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T+1 Settlement System Is In Interest Of Market Participants: Sebi Chairman

Funds raised through IPOs in the ongoing fiscal till-date are almost equal to what was raised in the entire financial year 2020-21, which was Rs 46,000 crore

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Sebi Proposes To Tighten Timeline For Filing Settlement Applications

The regulator has recommended that the additional period of 120 days with payment of additional settlement amount may be done away with. Currently, the entities are provided with a window of 180 days in total to apply for settlement after receipt of the notice to show cause.

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Coffee Day Enterprises Settles Case With Sebi, Pays Rs 69 Lakh

The order comes after the company approached Sebi to settle the matter, pertaining to alleged violations of LODR (Listing Obligations and Disclosure Requirements) norms under the settlement mechanism.

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Sebi Tweaks Client Level Position Limits For Currency Derivative Contracts

The cross-currency futures and options contracts are available for trading in various pairs. A currency future is a contract to exchange one currency for another at a specified date at the exchange rate fixed on the purchase date.

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Sebi Prohibits 85 Companies From Capital Markets For Fraudulent Trading

Further, 77 out of the 83 connected entities were counterparties to the sale of shares by 1,059 entities/allottees at the artificially inflated or manipulated price, thereby violating rules.

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Association Of National Exchanges Members Of India Expresses Concern Over T+1 Settlement Proposal

The Association of National Exchanges Members of India (Anmi), a grouping of over 900 stockbrokers across the country, has raised concerns on issues related to the implementation of the T+1 settlement system.

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Sebi Drops Certain Disclosure Requirements For Promoters Upon Share Acquisition

The Securities and Exchange Board of India (Sebi) has amended the takeover regulations because of the implementation of the System Driven Disclosures (SDD).

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Sebi Amends Rules To Empower Independent Directors

The cooling-off period of one year has been introduced for an independent director transitioning to a whole-time director in the same company/holding /subsidiary/associate company or any company belonging to the promoter group.

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Sebi Mulls Measures To Improve Liquidity In ETFs

Passive funds are low cost products, well diversified in nature and perform in line with the market indices, providing an alternative to actively managed funds to retail investors.

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