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Latest Articles in Capital markets regulator

Sebi Forms 4-Member High Powered Advisory Committee On Settlement Orders

The committee will be chaired by Vijay C Daga, retired judge of High Court of Bombay, according to an update with the Securities and Exchange Board of India (Sebi) on Tuesday.

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Sebi To Auction Properties Of Royal Twinkle, Citrus Check Inns On Sep 25

The vehicles included Tata Indica, Skoda Superb Elegance and Mahindra Logan. Apart from these, the regulator will also auction few properties of the companies on September 17 at a reserve price of Rs 68.54 crore.

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Sebi Penalises Six Individuals For Violating Insider Trading Rules In Titan Case

The total traded value of the securities by each of them was in excess Rs 10 lakh. Under the norms, they were required to make disclosures to Titan for each of the transactions within two working days.

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Efforts On To Frame A Charter For Investors In Securities Mkt: Sebi Chief

The investor charter will not only help to bring in more transparency in the investment process but also encourage investors in the market to invest with better knowledge

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Sebi Puts In Place Guidelines On Valuation Of Securities With Multiple Put Options

The new framework will be applicable with effect from October 1, 2021, the Securities and Exchange Board of India (Sebi) said in a circular.

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Sebi Fines 4 Entities For Non-Genuine Trades In Illiquid Stock Options Segment On BSE

The fraudulent trades conducted by the entities are in violation of provisions of the Prohibition of Fraudulent and Unfair Trade Practices (PFUTP) norms

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Sebi's Decision To Introduce Accredited Investors Concept To Benefit AIFs: Experts

An accredited investor is an internationally renowned concept that allows sophisticated investors more latitude and agency in the investment decisions they choose to make.

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Paras Defence And Space Technologies Gets Sebi's Go Ahead To Float IPO

Proceeds of the fresh issue would be used to fund capital expenditure requirements, to support incremental working capital needs and repayment or prepayment of loans availed by the company.

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Shyam Metalics Sets Price Band At Rs 303-306 For Rs 909 Cr-IPO

The IPO comprises fresh issuance of equity shares worth up to Rs 657 crore and an offer for sale (OFS) to the tune of Rs 252 crore by existing shareholders.

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Sebi Issues Procedure For Portfolio Managers For Seeking Prior Nod In Case Of Change In Control

The prior approval granted by the regulator will be valid for a period of six months from the date of such go ahead.

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Portfolio Manager To Obtain Prior Approval Of Sebi In Case Of Change In Control

The new norms on qualification were aimed at helping recognise 'the postgraduate programme in the securities market of not less than one year offered by NISM' as eligible qualification for portfolio managers.

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Work Towards Splitting Roles Of Chairperson, MD/CEO Before Apr 2022 Deadline: Sebi To Listed Cos

The objective of such a separation is to provide a better and more balanced governance structure by enabling more effective supervision of the management

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SEBI Plans To Rope In Agency To Conduct Risk Assessment Of IT Infra

Sebi noted that IT risk assessment helps to determine the vulnerabilities in information systems and the broader IT environment, assess the likelihood that a risky event will occur, and rank risks based on the risk estimate combined with the level of impact that it would cause if it occurs.

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